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Showing 142 to 151 of 305 search results for no-deal Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market

  3. A to Z of financial terms - No-deal Brexit

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.

  4. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

  5. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

  6. Use of credit ratings in the UK

    Focus areas Published: 18/02/2020 Last modified: 14/12/2022
    Credit ratings for regulatory use in the UK need to be issued or endorsed by a registered or certified credit ratings agency (CRA). Find out about endorsement and certification.

  7. Statements of Policy on the operation of the MiFID transparency regime

    Statements Published: 04/03/2019 Last modified: 29/08/2023
    Statements of Policy outlining how the FCA will operate the MiFID transparency regime, if the UK leaves the EU without an implementation period.

  8. 10% depreciation notifications

    Statements Published: 22/12/2022 Last modified: 22/12/2022
    We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62.

  9. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

  10. EU withdrawal: transition and financial regulation

    Speeches Published: 28/03/2018 Last modified: 28/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.

  11. Adding a new sub-fund to an umbrella scheme in the TMPR

    Published: 03/12/2020 Last modified: 17/01/2024
    Find out about our proposed process for adding a new sub-fund to an umbrella scheme that will be in the temporary marketing permissions regime (TMPR).