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Showing 152 to 161 of 305 search results for no-deal Brexit.

  1. UCITS Remuneration Code (SYSC 19E)

    Tasks for regulated firms Published: 25/05/2016 Last modified: 10/02/2023
    FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS).
  2. FCA announces changes to open banking identification requirements

    Statements Published: 03/11/2020 Last modified: 03/11/2020
    The FCA has announced changes to limit the risk of disruption to open banking services after Brexit.
  3. Recovery plan template

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    The FCA have created a suggested template for firms to submit individual and group recovery plans subject to simplified obligations to us.
  4. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.
  5. Leaving SRO or CRO

    Published: 03/03/2021 Last modified: 02/01/2024
    Find out how to cancel a temporary permission if your firm is in the TPR or SRO.
  6. Regulation in a changing world

    Speeches Published: 21/10/2019 Last modified: 21/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.
  7. The business of social purpose

    Speeches Published: 26/11/2020 Last modified: 26/11/2020
    A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.
  8. Webinar: The FCA’s Role and Business Plan

    Events Published: 28/06/2021 Last modified: 15/07/2021
    On 15 July, Nikhil Rathi will unveil his first Business Plan as the FCA’s Chief Executive.
  9. Financial conduct regulation in a restless world

    Speeches Published: 08/05/2019 Last modified: 08/05/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.
  10. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.