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Showing 1 to 10 of 115 search results for notify the FCA of a net short position.

1. Information on investigations into firms failing to notify the FCA of a net short position - March 2021

   FOI Release Date of Release: 19/03/2021
   The FCA answers questions related to investigations it has launched into firms failing to notify the FCA of a net short position for the last 5 years.

2. Temporary ban on net short positions by CNMV and CONSOB

   News stories Published: 18/03/2020 Last modified: 19/03/2020
   The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

3. Temporary ban on net short positions by FSMA and HCMC

   News stories Published: 19/03/2020 Last modified: 15/04/2024
   The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

4. Temporary ban on net short positions by AMF

   News stories Published: 18/03/2020 Last modified: 18/03/2020
   The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

5. Notification and disclosure of net short positions

   Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
   The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

6. Shareholding notification and disclosure

   Markets Published: 02/05/2016 Last modified: 02/07/2024
   There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

7. FCA fines ARCM £873,118 for breaches of short selling disclosure rules

   Press Releases Published: 14/10/2020 Last modified: 14/10/2020
   The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built

8. Short selling

   Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
   We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.

9. Exemptions from short-selling requirements

   Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
   The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

10. Final Notice 2020: Asia Research and Capital Management Ltd [pdf]

    Final notices Published: 14/10/2020 Last modified: 14/10/2020
    This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.