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Showing 1 to 10 of 115 search results for notify the FCA of a net short position.
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Information on investigations into firms failing to notify the FCA of a net short position - March 2021
The FCA answers questions related to investigations it has launched into firms failing to notify the FCA of a net short position for the last 5 years. -
Temporary ban on net short positions by CNMV and CONSOB
The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the -
Temporary ban on net short positions by FSMA and HCMC
The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the -
Temporary ban on net short positions by AMF
The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the -
Notification and disclosure of net short positions
The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. -
Shareholding notification and disclosure
There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information. -
FCA fines ARCM £873,118 for breaches of short selling disclosure rules
The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built -
Short selling
We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers. -
Exemptions from short-selling requirements
The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR. -
Final Notice 2020: Asia Research and Capital Management Ltd [pdf]
This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.