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Showing 41 to 50 of 115 search results for notify the FCA of a net short position.
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Business Plan 2023/24
The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy. -
Statement on UK markets
The FCA is working with international counterparts in US, EU and elsewhere so that markets can remain open and orderly, and so they can continue to perform their essential role in supporting businesses, governments, jobs and the broader economy. -
Temporary restriction in short selling: Liberbank, S.A
The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the announcement by the Spanish Comisión Nacional del Mercado de Valores (CNMV) today which restricts transactions under ... This applies to transactions in the -
Retail Mediation Activity data items: FAQs
Retail Mediation Activity data items: FAQs -
Approved Persons help text: Connect
Read the FCA Connect help text for Approved Persons. -
Commodity derivatives: position limits, reporting regime and commitment of trader reports
This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports. -
Extension of temporary restriction in short selling: Liberbank, S.A
The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the announcement by the Spanish Comisión Nacional del Mercado de Valores (CNMV) which extends the restrictions of transactions under Article 20 (2) (a) and -
Side pockets
Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect. -
Pension scams
Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam. -
Online trading scams
Find out how online trading scams work, how to avoid scams and what to do if you’re scammed.