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Showing 1 to 10 of 42 search results for notify the FCA of a net short position that reached.

1. Information on investigations into firms failing to notify the FCA of a net short position - March 2021

   FOI Release Date of Release: 19/03/2021
   The FCA answers questions related to investigations it has launched into firms failing to notify the FCA of a net short position for the last 5 years.

2. Notification and disclosure of net short positions

   Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
   The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

3. Primary Market Bulletin 33

   Newsletters Published: 29/03/2021 Last modified: 22/04/2021
   Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

4. Primary Market Bulletin 42

   Newsletters Published: 12/12/2022 Last modified: 12/12/2022
   In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.

5. Shareholding notification and disclosure

   Markets Published: 02/05/2016 Last modified: 02/07/2024
   There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

6. Temporary ban on net short positions by AMF

   News stories Published: 18/03/2020 Last modified: 18/03/2020
   The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

7. Short selling

   Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
   We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.

8. Exemptions from short-selling requirements

   Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
   The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

9. Temporary ban on net short positions by FSMA and HCMC

   News stories Published: 19/03/2020 Last modified: 15/04/2024
   The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

10. Temporary ban on net short positions by CNMV and CONSOB

    News stories Published: 18/03/2020 Last modified: 19/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the