Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 151 to 160 of 576 search results for obligations under the Consumer Duty.

  1. Recruiting, training and supervising staff

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    FCA provides information on recruiting, training and supervising staff.
  2. Whistleblowing quarterly data 2023 Q4

    Data Published: 08/03/2024 Last modified: 08/03/2024
    The data shows the number of new whistleblowing reports the FCA received in October and December 2023 and the allegations they featured.
  3. Helping people access cash

    Firms Focus areas Published: 05/11/2020 Last modified: 02/04/2024
    How new legislation has given the FCA powers to act where it finds or anticipate significant impacts on consumers’ ability to access cash.
  4. Types of mutual society

    Tasks for regulated firms Published: 12/05/2015 Last modified: 24/02/2023
    Find out about co-operative and community benefit societies, credit unions, building societies and friendly societies. Check if your society should be registered, needs authorisation and fees to pay.
  5. Overdraft repeat use: good practice and areas of concern

    Good and poor practice Published: 19/04/2023 Last modified: 19/04/2023
    We asked all firms that provide overdrafts to personal account customers to share with us their overdraft repeat use strategies. We reviewed these strategies and set out our findings.
  6. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 
  7. Who we work with

    About us How we operate Published: 19/04/2016 Last modified: 19/07/2022
    Find out more about the UK agencies, government departments, Designated Professional Bodies and other regulators the FCA cooperates with.
  8. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the
  9. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 12/07/2024
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.
  10. GC24/2: Primary Market Bulletin No. 48

    Guidance consultations Published: 26/04/2024 Last modified: 26/04/2024
    We are consulting on the following proposed changes to the Knowledge Base.