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Showing 181 to 190 of 576 search results for obligations under the Consumer Duty.

  1. Overseas Funds Regime: Update for firms

    Published: 01/05/2024 Last modified: 05/07/2024
    The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.

  2. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

  3. Extending deadlines to publishing fund reports and accounts

    Firms Last modified: 17/09/2020
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  4. Unauthorised payments from your account

    Consumers Know your rights Published: 18/04/2016 Last modified: 13/06/2022
    In most circumstances, your bank must refund you for an unauthorised payment. Find out about your rights when money is taken from your account without your permission.

  5. Primary Market Bulletin 48

    Newsletters Published: 26/04/2024 Last modified: 26/04/2024
    This special edition consults on changes we propose to make to guidance in our Knowledge Base

  6. The supervision of sponsors

    Markets Published: 04/05/2016 Last modified: 13/06/2022
    Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime.

  7. FCA proposes CMC fee price cap

    Press Releases Published: 21/01/2021 Last modified: 26/01/2021
    We have published proposals to introduce a price cap on the fees claims management companies (CMCs) charge their customers in relation to claims for financial products and services.

  8. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

  9. Notice to all FCA regulated firms with exposure to cryptoassets

    Statements Published: 24/03/2022 Last modified: 24/03/2022
    We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services.

  10. The Future of the City

    Speeches Published: 05/02/2018 Last modified: 05/02/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner.