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Showing 191 to 200 of 576 search results for obligations under the Consumer Duty.

  1. Advice Guidance Boundary Review

    News stories Published: 03/08/2023 Last modified: 03/08/2023
    The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury.

  2. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

  3. Unregulated Buy Now Pay Later (BNPL) firms becoming authorised

    News stories Published: 23/11/2023 Last modified: 23/11/2023
    Prior to the UK leaving the EU, EEA-based firms were able to operate in the UK without our direct authorisation.

  4. Primary Market Bulletin Issue No. 29

    Newsletters Published: 09/06/2020 Last modified: 09/06/2020
    In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.

  5. Best practice note - Identifying, controlling and disclosing inside information

    Markets Published: 09/06/2020 Last modified: 09/01/2023
    This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

  6. Call of Duty: How putting customers front and centre will help industry innovate

    Speeches Published: 22/02/2023 Last modified: 17/11/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event.

  7. Regulations for third party Payment Providers

    Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
    Find out more about AIS and PIS, including our role in regulating providers.

  8. Business loans to which the Coronavirus Business Interruption Loan Scheme applies

    Firms Published: 20/03/2020 Last modified: 20/03/2020
    We have a continued interest in firms lending in a way that does not lead to harm to consumers (including small businesses protected by the consumer credit regime).

  9. Retail banking Consumer Duty multi-firm work

    Multi-firm reviews Published: 14/12/2023 Last modified: 14/12/2023
    The findings from the FCA's Retail Banking Consumer Duty Multi-Firm work.

  10. Coronavirus (Covid-19): Our expectations of payment and retail banking firms

    Published: 16/12/2020 Last modified: 16/12/2020
    We are in regular contact with the industry, the Government and other regulators to understand the impact of coronavirus on the payments market.