Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 231 to 240 of 576 search results for obligations under the Consumer Duty.

  1. 100 days of the FCA

    Speeches Published: 09/07/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. The importance of international co-operation

    Speeches Published: 09/10/2018 Last modified: 09/10/2018
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

  3. Authorisation of credit unions: mobilisation

    Firm authorisation Published: 24/03/2016 Last modified: 04/03/2024
    Find out how the FCA have simplified the process for authorising credit unions by introducing the mobilisation option to reduce potential barriers to entry in this sector and enable increased competition.

  4. CP24/9: Financial Crime Guide updates

    Firms All firms Consultation papers Published: 24/04/2024 Last modified: 01/07/2024
    The FCA is consulting on proposed changes to our Financial Crime Guide. 

  5. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  6. Financial advise firms and misleading financial promotions information - October 2020

    FOI Release Date of Release: 16/10/2020
    FCA provides information on number of financial advice firms contacted by FCA regarding misleading financial promotions online January 2019 - August 2020.

  7. New rules proposed for sponsors to enhance listing regime

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    The listing rules set out the requirements for companies listed in the UK and are the responsibility of the United Kingdom Listing Authority (UKLA), operating under the FCA. ... They set out objective requirements for admission to the Official List and

  8. Climate-related reporting requirements

    Published: 22/04/2021 Last modified: 06/10/2022
    The FCA's TCFD-aligned reporting requirements and our plans for extending the requirements.

  9. Financial promotions quarterly data 2023 Q1

    Data Published: 05/05/2023 Last modified: 04/08/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .

  10. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London