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Showing 281 to 290 of 576 search results for obligations under the Consumer Duty.

  1. IRHP: determining the level of redress

    Consumers Published: 26/04/2016 Last modified: 14/12/2021
    IRHP: determining the level of redress.

  2. Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities

    Pensions Published: 27/04/2023 Last modified: 27/04/2023
    The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice.

  3. Statutory panels

    About us How we operate Published: 19/04/2016 Last modified: 05/06/2024
    The FCA consults on its work with independent statutory panels. Find out more about what each panel covers.

  4. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

    Press Releases Published: 13/12/2017 Last modified: 13/12/2017
    The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their

  5. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    consumer advocacy bodies, marketing by firms, institutional structures such as courts and so on. ... All suppliers can observe consumers’ decisions under different conditions.Then change marketing strategies to sell more of what they want to sell at

  6. Green Horizon Summit: Rising to the Climate Challenge

    Speeches Published: 09/11/2020 Last modified: 12/11/2020
    Nikhil Rathi Speech, Green Horizon Summit: Rising to the Climate Challenge

  7. Update for consumers on Philips Trust Corporation

    News stories Published: 22/03/2024 Last modified: 02/04/2024
    We provide an update for consumers on our work relating to the administration of Philips Trust Corporation.

  8. Is it a Wonderful Life?

    Speeches Published: 13/03/2019 Last modified: 16/08/2021
    Speech by Charles Randell, Chair, FCA delivered at the Retail Banking Conference 2019 in London

  9. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

  10. FCA issues guidance following property fund suspensions

    Press Releases Published: 08/07/2016 Last modified: 08/07/2016
    The FCA will continue to liaise with the funds as they keep the situation under review. ... On 1 April 2014, the FCA took over responsibility for consumer credit regulation.