Search results
Showing 401 to 410 of 576 search results for obligations under the Consumer Duty.
-
FCA finds failings in the oversight of appointed representatives in the general insurance sector
today. Appointed representatives undertake regulated activities under the supervision of an authorised firm who acts as their principal. ... Some of the firms did not appear to have understood the full extent of their obligations for ensuring their -
FCA consults on further climate-related disclosure rules
The FCA has published new proposals on climate-related disclosure rules for listed companies and certain regulated firms. -
Efficiency and effectiveness: our approach to primary markets
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg. -
Wealth Management Association (formerly APCIMS) speech
Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Payments after PSD2: evolution or revolution
Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Pay360 Conference. -
FCA publishes guidance consultation for firms who seek to limit their liabilities
We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities. -
Consumer investments data review 2020
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020. -
Supporting material for applications by consumer credit, mortgage and other consumer finance firms
If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything. -
Building firm foundations for healthy cultures
Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at the XLOD Global London conference. -
Pensions: A view from the FCA
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Gleneagles.