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Showing 411 to 420 of 576 search results for obligations under the Consumer Duty.
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Pensions: A view from the FCA
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Gleneagles. -
Teamwork: A Smart way to tackle financial crime
Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit. -
Asset management market study
We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified. -
FCA announces funeral plan providers likely to be authorised
We have published a list of providers it intends to authorise when the pre-paid funeral plans industry comes under its regulation from 29 July. -
EU withdrawal: transition and financial regulation
Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner. -
Review of principal firms in the investment management sector
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation
it.As much of MiFID II is in directly applicable obligations, the FCA and firms need to fulfil their legal responsibilities from the point they come into force.The consultation paper ... As we said in our statement following the EU referendum, firms must -
The importance of purposeful anti-money laundering controls
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021. -
2019 Global AML and Financial Crime TechSprint
In July 2019, the FCA held a week-long Global Anti-Money Laundering and Financial Crime TechSprint to attempt to find better ways of increasing the detection and prevention rates of financial crime. -
Keeping up with the credit sector: the FCA’s view on the market today
Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at Credit Summit in London.