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Showing 441 to 450 of 576 search results for obligations under the Consumer Duty.
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Financial services exemptions in forthcoming Corporate Insolvency and Governance Bill
These measures are expected to be included in the Corporate Insolvency and Governance Bill (Bill). -
FCA’s national and international response to coronavirus (Covid-19) and Brexit
Speech delivered by Nausicaa Delfas, Executive Director of International, at Deloitte Annual Conduct Risk Conference (webinar). -
Brexit: what does it mean for financial markets to be open?
Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’. -
International regulatory developments affecting investment management
Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024. -
FCA statement on selling high-risk speculative investments to retail clients following ESMA’s action on CFD products
ESMA’s intervention is focused on CFDs, but we remind firms of their existing obligations. ... We also expect firms to consider carefully whether they can satisfy their relevant product governance obligations. -
Building a common language in the mortgage market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version. -
Towards end of the transition period: getting ready for a new environment
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit. -
Financial Promotions for high-risk investments
We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any -
Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary
Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey. -
FS20/1: Recognition of codes: feedback on QCP 25 CP19/27
We summarise responses to QCP 19/27 on the recognition of the Lending Standards Board’s (LSB) Standards of Lending Practice for business customers. We also outline our next steps.