Search results
Showing 471 to 480 of 576 search results for obligations under the Consumer Duty.
-
Insights from the 2020 Cyber Coordination Groups
Overview and insight from the latest quarterly Cyber Coordination Group meeting -
CP14/22: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014
CP14/22: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014. ... societies registered or planning to register under the Act. it will be of interest to consumers who may be invited to acquire -
Relending by high-cost lenders
This report sets out our review findings of relending by firms in the high-cost lenders portfolio. -
How we can help consumers cope during the cost of living squeeze
In this blog, Sheldon Mills discusses the ways we can help consumers, and how we ensure customer protection when faced with financial challenges arising from the cost of living. -
Automated advice: existing rules and guidance
Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered. -
Liquidity Management multi-firm review
Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management. -
Ten years after Lehman: how accountants can make finance safer
Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer. -
FCA updates position on cryptoasset Exchange Traded Notes for professional investors
The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as -
Senior Managers and Certification Regime Banking Stocktake Report
The findings of our review into the embedding of the Senior Managers and Certification Regime (SM&CR) in the banking sector. The SM&CR was introduced for deposit-taking firms and dual-regulated investment firms (the banking sector) in March 2016. -
FCA fines Barclays £72 million for poor handling of financial crime risks
their obligations under the MLRs. ... This 2007 Guidance reiterated firms’ obligations to have effective procedures in place to detect and prevent money laundering and provided detail on the enhanced due diligence firms should perform when