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Showing 541 to 550 of 576 search results for obligations under the Consumer Duty.
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Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports
We and the other financial regulators have published CARs this year. They look at how we and the firms we regulate are embedding climate risks and opportunities into our strategies. -
FCA Statement on fair treatment of long-standing customers in the life insurance sector
In order to improve consumer outcomes going forward, the FCA will convene an industry-wide discussion with a view to industry reaching a voluntary solution to capping or removing exit ... The FCA has concluded that the best way to explore these issues -
CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime
The proposals in this consultation relate to allfirms authorised by us under FSMA, except for:. ... Consumers may be interested how individual accountability is being enhanced within financial services. -
Upper Tribunal upholds FCA decision to fine and ban Chief Executive of TailorMade Independent Limited, Alistair Burns
On 31 July 2018, the Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to prohibit Alistair Burns, Director and CF1 of TailorMade Independent Limited (TMI) from performing any FCA significant influence or senior management -
FCA urges consumers to carefully consider what cover they require when buying travel insurance
We are aware that some consumers have experienced issues with the scope and terms of their travel insurance when abroad. In particular, some consumers have had issues about whether they are covered for use of private medical facilities when a -
Competition in the asset management industry: UK experiences, global implications
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting. -
Insurance providers warned not to undervalue cars or other insured items when settling claims
Insurance firms have been warned not to undervalue cars and other insured items when settling insurance claims especially during the cost of living squeeze. -
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements
Its provisions will take effect on 3 January 2017. We want to engage with firms and consumers as early as possible in the transposition process. ... We would welcome feedback from firms, industry and consumer groups, and other stakeholders on the -
Further guidance on enhancing resilience in Liability Driven Investment
The FCA contacted asset managers as they enhance their resilience and review the vulnerabilities they experienced. This publication shares guidance and recommendations for LDI managers. -
FCA publishes decision notice against Alistair Burns deciding to ban him and fine him
The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI).