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Showing 1011 to 1020 of 2126 search results for occasional papers.

  1. Cybercrime [pdf]

    External research Published: 19/10/2017
    Paper from the Future Horizons Conference

  2. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  3. The public offer platform - Engagement Paper 5

    Calls for input Published: 13/07/2023 Last modified: 12/12/2023
    We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime.

  4. CP15/29: Amendments to various forms

    Consultation papers Published: 18/09/2015 Last modified: 24/11/2015
    CP15/29: Amendments to various forms. Consultation papers First published:. 18/09/2015. Last updated: 24/11/2015. ... Reflecting on that feedback, this paper sets out proposed amendments to two forms for the new regime and to two forms used in the

  5. Business Plan 2023/24

    Corporate documents Business plans Published: 04/04/2023 Last modified: 02/07/2024
    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

  6. TR14/7: Clarity of fund charges

    Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
    This paper presents the findings from our clarity of fund charges review. ... The paper looks at the clarity of fund charges. It is important for investors to be able to understand and compare charges because, with performance and the levels of risk,

  7. CP13/12: CRD IV for investment firms

    Consultation papers Published: 10/10/2013 Last modified: 30/08/2015
    CP13/12: CRD IV for investment firms. Consultation papers First published:. 10/10/2013. ... The proposals in this paper apply principally to the following FCA-authorised firms:.

  8. CP19/27: Quarterly Consultation Paper No 25

    Consultation papers Published: 06/09/2019 Last modified: 13/12/2019
    Once a quarter, the FCA consults on proposed miscellaneous amendments to its Handbook.

  9. FSA - CP10/16 [pdf]

    Consultation papers Published: 13/07/2010 Last modified: 12/09/2014
    Consultation FSA - CP10/16 - Mortgage Market Review: Responsible Lending

  10. FSA - CP11/5 [pdf]

    Consultation papers Published: 24/02/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/5 - Protecting with-profits policyholders
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