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Showing 1031 to 1040 of 2126 search results for occasional papers.

1031. FSA - CP10/8 [pdf]

      Consultation papers Published: 25/03/2010 Last modified: 30/05/2013
      Consultation FSA - CP10/8 - Pure protection sales by retail investment firms: remuneration transparency and the COBS/ICOBS election

1032. FSA - CP10/14 [pdf]

      Consultation papers Published: 22/06/2010 Last modified: 30/05/2013
      Consultation FSA - CP10/14 - Delivering the RDR: Professionalism, including its applicability to pure protection advice, with feedback to CP09/18 and CP09/31

1033. FSA - PS13/3 Making temporary product intervention rules [pdf]

      Policy statements Published: 25/03/2013 Last modified: 12/09/2014
      Policy FSA - PS13/3 - In this paper, we outline the process that the FCA will use to make temporary product intervention rules (TPIRs).

1034. FSA - CP10/24 [pdf]

      Consultation papers Published: 01/10/2010 Last modified: 30/05/2013
      Consultation FSA - CP10/24 - The annual consultation is relevant to all authorised firms and other bodies that pay fees to us and levies to the FSCS.

1035. FSA - CP10/5 [pdf]

      Consultation papers Published: 01/02/2010 Last modified: 12/09/2014
      Consultation FSA - CP10/5 - The annual consultation is relevant to all authorised firms and other bodies that pay fees to us and levies to the FSCS and the FOS.

1036. FSA - CP12/17 [pdf]

      Consultation papers Published: 27/07/2012 Last modified: 12/09/2014
      Consultation FSA - CP12/17 - Packaged bank accounts. New ICOBS rules for the sale of non-investment insurance contracts. Feedback to CP11/20 including final rules and further consultation

1037. FSA - DP13/1 [pdf]

      Discussion papers Published: 01/03/2013 Last modified: 14/09/2015
      Discussion FSA - DP13/1 - We are opening a debate into how the FCA and the financial services industry can be more transparent and we want you to take part in the discussion.

1038. FSA - CP13/6 Regulatory reform: FCA Handbook amendments relating to the Enforcement Guide [pdf]

      Consultation papers Published: 08/02/2013 Last modified: 30/05/2013
      Consultation FSA - CP13/6 - We are consulting on changes to our rules and guidance to reflect regulatory reform.

1039. FSA - PS12/1 [pdf]

      Policy statements Published: 13/01/2012 Last modified: 30/05/2013
      Policy FSA - PS12/1 - This Policy Statement reports on the main issues arising from Consultation Paper 11/14 (Auctioning of greenhouse gas emission allowances) and publishes final rules.

1040. FSA - CP13/4 Financial Services Compensation Scheme - management expenses levy limit 2013/14 [pdf]

      Consultation papers Published: 25/01/2013 Last modified: 30/05/2013
      Consultation FSA - CP13/4 - We are consulting on the Financial Services Compensation Scheme (FSCS) management expenses levy limit (MELL).