Search results
Showing 1041 to 1050 of 2126 search results for occasional papers.
-
FSA - CP10/25 [pdf]
Consultation FSA - CP10/25 - The second Electronic Money Directive (2EMD)1 is a new European Union directive that requires member states to make adjustments to how electronic money is regulated. -
FSA - PS11/17 [pdf]
Policy FSA - PS11/17 - This Policy Statement reports on the main issues arising from Consultation Paper 11/13 (Authorised professional firms and legal services reform) and publishes final rules. -
FSA - PS10/13 [pdf]
Policy FSA - PS10/13 - This Policy Statement reports on the main issues arising from Consultation Paper 10/8: Pure protection sales by retail investment firms: remuneration transparency and the COBS/ICOBS election and publishes final rules. -
FSA - PS11/9 [pdf]
Policy FSA - PS11/9 - This Policy Statement reports on the main issues arising from Consultation Paper 10/29 (Delivering the RDR and other issues for platforms and nominee-related services) and publishes final rules. -
FSA - PS11/16 [pdf]
Policy FSA - PS11/16 - This Policy Statement reports on the main issues arising from the Consultation Paper on proposals for the Review of the UK’s regulatory framework for covered bonds and publishes final Sourcebook Instrument. -
FSA - CP09/18 [pdf]
Consultation FSA - CP09/18 - This CP describes the changes that we are now proposing and includes draft Handbook text to deliver these changes. Our proposed rule changes relate to advised services, but we also discuss the role of non-advised services -
FSA - CP13/3 Regulatory reform: Handbook transitional arrangements, the appointment of with-profits committee members and certain other Handbook amendments [pdf]
Consultation FSA - CP13/3 - We are consulting further on aspects of the changing Handbooks of rules and guidance to reflect the new UK regulatory structure. -
FSA - DP07/1 [pdf]
Discussion FSA - DP07/1 - In this Overview we summarise the issues we are seeking to resolve through this review of retail distribution, the ideas that have already been put forward, and how far we think these ideas could make a real difference to -
FSA - PS12/2 [pdf]
Policy FSA - PS12/2 - This Policy Statement reports on the main issues in relation to custody liens arising from Consultation Paper 11/15: Client assets sourcebook: (1) Custody liens, (2) Title transfer collateral arrangements (July 2011) and -
CP15/24: Cash savings remedies
CP15/24: Cash savings remedies. Consultation papers First published:. 23/07/2015. Last updated: 02/11/2015. ... This paper affects all active and potential participants in the cash savings market as well as those with an active interest in this market.