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Showing 1061 to 1070 of 2126 search results for occasional papers.

  1. CP23/25: Quarterly Consultation Paper No. 42

    Consultation papers Published: 01/12/2023 Last modified: 01/12/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  2. Annual return AR30 paper form [docx]

    Forms Published: 21/02/2019
    Annual return AR30 form

  3. Regulation in a changing world

    Speeches Published: 21/10/2019 Last modified: 21/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

  4. Regulation as a spur to growth

    Speeches Published: 05/06/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. The FCA consults on its approach ahead of the UK’s exit from the EU

    Press Releases Published: 10/10/2018 Last modified: 10/10/2018
    The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the

  6. CP18/42: Technical Annex [pdf]

    Consultation papers Published: 18/12/2018

  7. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  8. CP15/42: Quarterly Consultation Paper No. 11

    Consultation papers Published: 04/12/2015 Last modified: 17/12/2015
    CP15/42: Quarterly Consultation Paper No. 11. Consultation papers First published:. 04/12/2015. ... CP15/42: Quarterly Consultation Paper No. 11 [PDF]. An addendum to this consultation paper was published on 17 December 2015:.

  9. Nothing to fear from high standards

    Speeches Published: 16/03/2015 Last modified: 03/11/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at Bloomberg. This is the text of the speech as drafted, which may differ from the delivered version.

  10. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    CP15/28: Quarterly Consultation Paper No. 10. Consultation papers First published:. 04/09/2015. ... CP15/28: Quarterly Consultation Paper No. 10 [PDF]. This will be relevant if you or your firm has any interest in the subjects mentioned above.
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