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Showing 1071 to 1080 of 2126 search results for occasional papers.

  1. Annex 2 to Evaluation Paper 19/1: Analysis of consumer survey data and insights [pdf]

    Corporate documents Published: 04/10/2019
    This annex summarises the main and relevant insights from the consumer survey data sources used for Evaluation Paper 19/1.

  2. CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds [pdf]

    Consultation papers Published: 03/09/2015 Last modified: 03/09/2015
    Three sets of proposals relating to the regulation of authorised investment funds.

  3. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  4. Non-confidential responses to CP18/3 [pdf]

    Consultation papers Published: 12/06/2018

  5. Non-equity securities – Engagement Paper 4

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    In this Engagement Paper we ask for your feedback on how we may improve the regime for non-equity securities under the new public offers and admission to trading regime.

  6. How to organise a COO

    Speeches Published: 08/02/2023 Last modified: 08/02/2023
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023

  7. CP21/35: Quarterly Consultation Paper No. 34

    Consultation papers Published: 03/12/2021 Last modified: 07/03/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  8. Reporting complaints

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    The Dispute Resolution (DISP) rules require firms to send us reports on volumes of complaints. Find out how to submit one.

  9. Best of British Conference

    Speeches Published: 14/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ

  10. CP16/17: Quarterly Consultation Paper No. 13

    Consultation papers Published: 04/07/2016 Last modified: 12/10/2016
    CP16/17: Quarterly Consultation Paper No. 13. Consultation papers First published:. 04/07/2016. ... CP16/17: Quarterly Consultation Paper No. 13 (PDF). We are proposing to:.
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