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Showing 1091 to 1100 of 2126 search results for occasional papers.
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Annex 3 to Evaluation Paper 19/1: Econometric analysis [pdf]
This annex presents the econometric analysis the FCA has undertaken as part of its evaluation of the April 2017 insurance renewal transparency intervention. -
PRIIPs Regulation
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects. -
TR14/20: Annuities sales practice
This paper presents the findings of our thematic review of the non-advised sales practices of pension providers offering annuities to their existing customers. -
Annex 4 to Evaluation Paper 19/1: Consumer Intelligence’s technical report [pdf]
This technical report outlines the quantitative insights procured by the Financial Conduct Authority (FCA) on the impact of the 2017 renewal disclosure legislation on consumer behaviour within the Pet, Motor and Home insurance markets. -
FSA - FG13/1: Summary of feedback received [pdf]
We received 58 responses to the Guidance Consultation Paper (GCP) from a range of respondents. The responses were generally very supportive of the guidance, and agreed that it would help firms to meet our requirements. We are therefore not making -
FCA’s proposals for a new listing regime
Speech by Clare Cole, Director of Market Oversight, FCA to City & Financial's 'The Modernisation of the Listing Regime' event -
IFPR reporting forms [pdf]
IFPR reporting forms. -
FCA publishes 2016/17 Business Plan
Alongside its business plan the FCA has also published its fees consultation paper for 2016/17. -
Data analytics and artificial intelligence (AI)
The use of data analytics and artificial intelligence (AI) is increasing in UK financial markets. We want to make sure that consumers and markets benefit from the innovation that these technological changes bring. -
Admission to trading on a regulated market - Engagement Paper 1 [pdf]
This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.