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Showing 1091 to 1100 of 2126 search results for occasional papers.

  1. Annex 3 to Evaluation Paper 19/1: Econometric analysis [pdf]

    Corporate documents Published: 04/10/2019 Last modified: 27/03/2020
    This annex presents the econometric analysis the FCA has undertaken as part of its evaluation of the April 2017 insurance renewal transparency intervention.
  2. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.
  3. TR14/20: Annuities sales practice

    Thematic reviews Published: 11/12/2014 Last modified: 29/11/2021
    This paper presents the findings of our thematic review of the non-advised sales practices of pension providers offering annuities to their existing customers.
  4. Annex 4 to Evaluation Paper 19/1: Consumer Intelligence’s technical report [pdf]

    Corporate documents Published: 04/10/2019
    This technical report outlines the quantitative insights procured by the Financial Conduct Authority (FCA) on the impact of the 2017 renewal disclosure legislation on consumer behaviour within the Pet, Motor and Home insurance markets.
  5. FSA - FG13/1: Summary of feedback received [pdf]

    Finalised guidance Published: 16/01/2013 Last modified: 20/10/2014
    We received 58 responses to the Guidance Consultation Paper (GCP) from a range of respondents. The responses were generally very supportive of the guidance, and agreed that it would help firms to meet our requirements. We are therefore not making
  6. FCA’s proposals for a new listing regime

    Speeches Published: 17/09/2021 Last modified: 17/09/2021
    Speech by Clare Cole, Director of Market Oversight, FCA to City & Financial's 'The Modernisation of the Listing Regime' event
  7. IFPR reporting forms [pdf]

    Consultation papers Published: 14/12/2020
    IFPR reporting forms.
  8. FCA publishes 2016/17 Business Plan

    Press Releases Published: 05/04/2016 Last modified: 05/04/2016
    Alongside its business plan the FCA has also published its fees consultation paper for 2016/17.
  9. Data analytics and artificial intelligence (AI)

    Fintech or innovative business Published: 27/10/2020 Last modified: 11/10/2022
    The use of data analytics and artificial intelligence (AI) is increasing in UK financial markets. We want to make sure that consumers and markets benefit from the innovation that these technological changes bring.
  10. Admission to trading on a regulated market - Engagement Paper 1 [pdf]

    Calls for input Published: 18/05/2023
    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.