Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1121 to 1130 of 2126 search results for occasional papers.

  1. CP22/17: Quarterly Consultation Paper No. 37

    Consultation papers Published: 02/09/2022 Last modified: 13/01/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  2. Protected forward-looking statements - Engagement Paper 3 [pdf]

    Calls for input Published: 18/05/2023
    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

  3. Statement on how firms should handle post and paper documents

    Statements Published: 13/05/2020 Last modified: 13/05/2020
    We recognise that during the coronavirus (covid-19) pandemic there will be some important functions, such as processing post, that will be more difficult for firms to do in a timely way.  

  4. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    So what do we take from that? This is perhaps the hardest lesson for us all to learn - rules cannot simply be put in place that paper over cultural deficits; rules

  5. CP13/17: Use of dealing commission

    Consultation papers Published: 25/11/2013 Last modified: 30/11/2021
    We are consulting on proposed changes to our use of dealing commission rules in our Conduct of Business Sourcebook (COBS).

  6. CP23/24: Capital deduction for redress: personal investment firms

    Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
    We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

  7. Countdown to consumer credit takeover

    Speeches Published: 05/03/2014 Last modified: 07/02/2022
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at Frontier Economics, London.

  8. FSA - CP13/7 Frequently asked questions [pdf]

    Consultation papers Published: 06/03/2013 Last modified: 12/07/2016
    Consultation FSA - CP13/7 Frequently asked questions

  9. Alternatives to high-cost credit

    External research Published: 22/07/2019 Last modified: 22/07/2019
    This FCA report sets out actions and recommendations to improve the availability and awareness of alternatives to high-cost credit.

  10. Retail Mediation Activities (RMA)

    Registers and systems Published: 24/05/2016 Last modified: 13/06/2022
    Retail Mediation Activities (RMA)
Related topics