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Showing 1131 to 1140 of 2126 search results for occasional papers.

  1. CP20/18 Quarterly Consultation Paper No 29 [pdf]

    Consultation papers Published: 04/09/2020 Last modified: 04/09/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals

  2. FSA consults further on FSCS Funding

    Press Releases Published: 18/01/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has confirmed new rules designed to secure funding for the Financial Services Compensation Scheme (FSCS) in a way which is affordable for firms.

  3. Future Horizons Conference: Direct Line Group Paper [pdf]

    External research Published: 19/10/2017

  4. Ex post Impact Evaluation Framework

    Discussion papers Published: 09/04/2018 Last modified: 14/09/2020
    Ex post impact Evaluation Framework Discussion Paper,

  5. Expectations of firms selling client banks

    Firms Published: 19/12/2023 Last modified: 19/12/2023
    In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

  6. UK Listing Rules instrument 2024 [pdf]

    Consultation papers Published: 07/03/2024
    We have made this instrument in the exercise of powers and related provisions in the Financial Services and Markets Act 2000.

  7. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Primary multilateral trading facilities - Engagement Paper 6 [pdf]

    Calls for input Published: 13/07/2023
    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.

  9. CP15/12: Pension Wise - recommendation policy

    Consultation papers Published: 25/03/2015 Last modified: 17/08/2021
    We publish our consultation paper on our policy for making recommendation to the designated guidance providers and the Treasury.

  10. CP24/3: Quarterly Consultation Paper No. 43

    Consultation papers Published: 01/03/2024 Last modified: 21/06/2024
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
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