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Showing 1151 to 1160 of 2126 search results for occasional papers.

  1. Towards more effective stewardship

    Speeches Published: 03/04/2019 Last modified: 04/03/2022
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.

  2. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

    Consultation papers Published: 03/07/2017 Last modified: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  3. Information on asset manager authorisations

    FOI Release Date of Release: 20/08/2021
    The FCA responds to request for information on asset manager authorisations

  4. Listing Transactions – Russia and Belarus sanctions confirmation

    Markets Published: 17/07/2023 Last modified: 17/07/2023
    Confirmations the FCA needs about the effect of sanctions before it can begin work on a vetting, guidance or listing application request.

  5. FSA PS12/6 - Erratum [pdf]

    Consultation papers Published: 29/10/2012 Last modified: 12/09/2014

  6. What makes good conduct regulation?

    Speeches Published: 14/02/2017 Last modified: 14/02/2017
    Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School.

  7. Environmental sustainability

    About us How we operate Published: 03/04/2016 Last modified: 15/04/2024
    Find out how the FCA is working to become a more sustainable organisation.

  8. Order digital copies of mutual society documents

    Last modified: 24/02/2023
    Where paper records have been digitised, these are available on the Mutuals Public Register.

  9. CP15/19: Quarterly Consultation Paper No. 9

    Consultation papers Published: 05/06/2015 Last modified: 07/02/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. 

  10. Cash-based money laundering

    Tasks for firms Published: 24/04/2023 Last modified: 24/04/2023
    Find out about the FCA's work on reducing money laundering through cash deposits at the Post Office and their current expectations of firms’ controls. 
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