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Showing 1251 to 1260 of 2126 search results for occasional papers.
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Has the industry improved ten years on?
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018. -
Consumer Duty: Not once and done
Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Alternatives to High‑cost Credit Report [pdf]
In this paper, the FCA examines the market for alternatives to high‑cost credit by looking at consumer demand and the availability of credit and non‑credit alternatives. -
DP22/1: Resilience of Money Market Funds
We’re asking for your views on how to strengthen the resilience of Money Market Funds. -
Admission to trading on a regulated market – Engagement Paper 1
We are asking for views on how we should approach setting requirements for issuers seeking to have securities admitted to trading on regulated markets under the new public offers and admissions to trading regime. -
FCA sets out its priorities for 2019/20
The FCA published our Business Plan for 2019/20, outlining key priorities for the year. -
PS19/7: Finalising the Directory
This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our -
CP22/09: Expansion of the Dormant Assets scheme
We are consulting on changes to the FCA handbook to reflect the expansion of the Dormant Assets Scheme. -
Driving success through embracing equity
FCA blog by Sarah Pritchard, Executive Director of Markets, on how we all have a role to play in creating a more inclusive world.