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Showing 1261 to 1270 of 2126 search results for occasional papers.

  1. Driving success through embracing equity

    Blogs Published: 08/03/2023 Last modified: 13/03/2023
    FCA blog by Sarah Pritchard, Executive Director of Markets, on how we all have a role to play in creating a more inclusive world.

  2. FS15/1: Discussion on the use of dealing commission

    Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
    This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.

  3. CP17/6: Quarterly Consultation Paper No. 16

    Consultation papers Published: 03/03/2017 Last modified: 15/05/2017
    CP17/6: Quarterly Consultation Paper No. 16. Consultation papers First published:. 03/03/2017. ... Due to an oversight, the change described in chapter 8, paragraph 8.7 and question 8.4 of this consultation paper was not included in the draft instrument

  4. CP16/15: Capping early exit pension charges

    Consultation papers Published: 26/05/2016 Last modified: 26/05/2017
    CP16/15: Capping early exit pension charges. Consultation papers First published:. 26/05/2016. ... This Consultation Paper (CP) sets out our proposals on the application and level of a cap – and the changes to our Handbook rules – that we believe are

  5. PS18/12: PSR regulatory fees

    Policy statements Published: 29/06/2018 Last modified: 30/04/2024
    PSR publish policy statement concluding the review of the regulatory fees regime for the Payment Systems Regulator (PSR).

  6. PS22/9: A new Consumer Duty

    Policy statements Published: 27/07/2022 Last modified: 27/07/2022
    We are consulting for a second time on our proposals to set a higher standard of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers.

  7. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

  8. The future of the financial sector 2020‐2030: a political economy perspective [pdf]

    External research Published: 19/10/2017
    Paper from the Future Horizons Conference.

  9. The institutionalisation of customer service

    Speeches Published: 12/03/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment

  10. CP15/8: Quarterly Consultation Paper No. 8

    Consultation papers Published: 06/03/2015 Last modified: 07/02/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. 
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