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Showing 1271 to 1280 of 2126 search results for occasional papers.

  1. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

  2. CP14/27: Quarterly Consultation Paper No. 7

    Consultation papers Published: 05/12/2014 Last modified: 07/02/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  3. CP17/14: Quarterly Consultation Paper No. 17

    Consultation papers Published: 12/06/2017 Last modified: 12/06/2017
    CP17/14: Quarterly Consultation Paper No. 17. Consultation papers First published:. 12/06/2017.

  4. DP19/2: Millennials infographic [pdf]

    Discussion papers Published: 02/05/2019

  5. CP17/32: Quarterly Consultation Paper No 18

    Consultation papers Published: 01/09/2017 Last modified: 02/11/2017
    CP17/32: Quarterly Consultation Paper No 18. Consultation papers First published:. 01/09/2017.

  6. FCA Mission: Our Future Approach to Consumers [pdf]

    Corporate documents Published: 06/11/2017
    This paper sets out our initial views on what good looks like for all retail consumers, and aims to clearly explain how we will work to diagnose and remedy actual and potential harm, giving more certainty about our framework.

  7. Primary Market Bulletin 37

    Newsletters Published: 09/12/2021 Last modified: 09/12/2021
    In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and

  8. Client agreements for transferring investment business

    Tasks for regulated firms Published: 15/02/2016 Last modified: 10/02/2023
    Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent

  9. The future of financial conduct regulation

    Speeches Published: 23/04/2019 Last modified: 22/01/2021
    Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London

  10. Improving the suitability of financial advice

    Speeches Published: 19/09/2019 Last modified: 03/10/2019
    Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate.
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