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Showing 1351 to 1360 of 2126 search results for occasional papers.

  1. Working men's club annual return form (AR41) [docx]

    Forms Published: 27/01/2023
    Paper form for working men's club annual return (AR41)

  2. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

  3. Practical implications of US law on EU practice

    Speeches Published: 19/01/2017 Last modified: 20/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

  4. FSA - DP13/1 responses [pdf]

    Discussion papers Published: 03/05/2013 Last modified: 30/05/2013
    Discussion FSA - DP13/1 responses - This document contains all non-confidential responses received.

  5. FG23/1: OPBAS Sourcebook update

    Policy and guidance Finalised guidance Published: 10/08/2022 Last modified: 10/01/2023
    The FCA sets out feedback guidance from consultation on the OPBAS source.

  6. CP17/11: Draft: Payment Services and Electronic Money – Our Approach [pdf]

    Consultation papers Published: 13/04/2017

  7. CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook

    Consultation papers Published: 22/10/2015 Last modified: 06/09/2016
    Consultation papers First published:. 22/10/2015. Last updated: 06/09/2016. Share page. ... This CP delivers on this commitment. This Consultation Paper proposes to amend rules and guidance related to the following disclosures:.

  8. Call for input: Evaluation of the Retail Distribution Review and the Financial Advice Market Review [pdf]

    Calls for input Published: 01/05/2019
    This paper outlines the FCA's plans to evaluate the Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR). Both initiatives sought to improve the distribution of retail financial services products.

  9. FCA confirms proposals in the event of a no-deal Brexit

    Press Releases Published: 28/02/2019 Last modified: 15/03/2019
    The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period.  As most of the changes proposed will be made under powers given to the FCA under

  10. Making innovation work for firms and consumers

    Speeches Published: 29/05/2014 Last modified: 16/07/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at Bloomberg, London. This is the text of the speech as drafted, which may differ from the delivered version.
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