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Showing 1361 to 1370 of 2126 search results for occasional papers.

  1. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
    The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

  2. CP16/1: Consequential changes to the Senior Managers Regime

    Consultation papers Published: 06/01/2016 Last modified: 02/03/2016
    CP16/1: Consequential changes to the Senior Managers Regime. Consultation papers First published:. ... In this paper we set out a number of technical rule changes to the Senior Managers & Certification Regime (SM&CR).

  3. FCA publishes its Business Plan for 2018/19

    Press Releases Published: 09/04/2018 Last modified: 11/04/2024
    The FCA has published its Business Plan for 2018/19 which sets out the key priorities for the coming year.

  4. Challenges countering fraud money laundering [pdf]

    External research Published: 19/10/2017
    Paper from the Future Horizons Conference.

  5. Whistleblowing qualitative assessment survey 2022

    Data Published: 04/05/2023 Last modified: 04/05/2023
    This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to

  6. CP22/1: Financial Services Compensation Scheme – Management Expenses Levy Limit 2022/23

    Consultation papers Published: 12/01/2022 Last modified: 25/03/2022
    In a joint consultation with the PRA, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme.

  7. Responses to the FSA's Discussion Paper on Transparency (FSA DP13/1)

    News stories Published: 03/05/2013 Last modified: 03/05/2013
    The response period for our Transparency Discussion Paper closed on 26 April 2013 and we received 52 responses.

  8. FCA publishes final report into asset management sector

    Press Releases Published: 28/06/2017 Last modified: 28/06/2017
    The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.

  9. Building firm foundations for healthy cultures

    Speeches Published: 20/11/2023 Last modified: 20/11/2023
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at the XLOD Global London conference.

  10. Invisible crime [pdf]

    External research Published: 19/10/2017
    Paper from the Future Horizons Conference
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