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Showing 1371 to 1380 of 2126 search results for occasional papers.
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Impact assessment: Minor changes to our equity release rules consultation paper (CP16/21) [pdf]
This impact assessment relates to Minor changes to our equity release rules consultation paper (CP16/21). It has been verified by the Regulatory Policy Committee. -
MiFID II: The future of European trading in the balance
Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
TR14/2 – Thematic Review of Annuities
This paper is directed at firms selling annuities and those who have existing defined contributions pension customers, their representatives and consumer representative groups. -
PS14/3: Final rules for consumer credit firms
Last October we published a consultation paper outlining our proposals. These included setting higher standards for high-cost short-term credit, including payday lending, and debt management firms. -
CP21/33: Regulatory fees and levies proposals for 2022/23
We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23 -
So long LIBOR – 3 weeks to go
Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at delivered at Risk.net’s LIBOR telethon. -
CP15/20: Investing in authorised funds through nominees
We are planning two separate pieces of work that are likely to affect the rationale for most of COBS 14.4: a discussion paper on improving firms’ communications with customers and ... We intend to reconsider the substance of these rules and guidance in -
FCA appoints new head of investment banking
The FCA appointed Julia Hoggett as head of investment banking in its supervision division. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
CP13/2: Mortgage Market Review - Data reporting
We are consulting on changing our rules on the data firms have to send us about mortgages.