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Showing 1371 to 1380 of 2126 search results for occasional papers.

  1. Impact assessment: Minor changes to our equity release rules consultation paper (CP16/21) [pdf]

    Impact assessments Published: 11/09/2017
    This impact assessment relates to Minor changes to our equity release rules consultation paper (CP16/21). It has been verified by the Regulatory Policy Committee.
  2. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  3. TR14/2 – Thematic Review of Annuities

    Thematic reviews Published: 14/02/2014 Last modified: 28/03/2014
    This paper is directed at firms selling annuities and those who have existing defined contributions pension customers, their representatives and consumer representative groups.
  4. PS14/3: Final rules for consumer credit firms

    Policy statements Published: 28/02/2014 Last modified: 10/04/2014
    Last October we published a consultation paper outlining our proposals. These included setting higher standards for high-cost short-term credit, including payday lending, and debt management firms.
  5. CP21/33: Regulatory fees and levies proposals for 2022/23

    Policy and guidance Consultation papers Published: 30/11/2021 Last modified: 07/03/2022
    We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23
  6. So long LIBOR – 3 weeks to go

    Speeches Published: 10/12/2021 Last modified: 10/12/2021
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at delivered at Risk.net’s LIBOR telethon.
  7. CP15/20: Investing in authorised funds through nominees

    Consultation papers Published: 22/06/2015 Last modified: 22/06/2015
    We are planning two separate pieces of work that are likely to affect the rationale for most of COBS 14.4: a discussion paper on improving firms’ communications with customers and ... We intend to reconsider the substance of these rules and guidance in
  8. FCA appoints new head of investment banking

    Press Releases Published: 12/03/2014 Last modified: 09/05/2024
    The FCA appointed Julia Hoggett as head of investment banking in its supervision division.
  9. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V

    Consultation papers Published: 31/03/2017 Last modified: 26/06/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  10. CP13/2: Mortgage Market Review - Data reporting

    Consultation papers Published: 14/05/2013 Last modified: 07/02/2022
    We are consulting on changing our rules on the data firms have to send us about mortgages.