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Showing 1391 to 1400 of 2126 search results for occasional papers.

  1. FCA publishes discussion paper on transforming culture in financial services

    Press Releases Published: 12/03/2018 Last modified: 12/03/2018
    The Financial Conduct Authority (FCA) has today published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended to provide a basis for stimulating

  2. ‘Big Tech a priority’ says FCA Chief Executive

    Press Releases Published: 22/04/2024 Last modified: 22/04/2024
    In a speech delivered today, the FCA's Chief Executive Nikhil Rathi announced the regulator's plans to examine how Big Tech firms’ unique access to large sets of data could unlock better products, more competitive prices and wider choice for

  3. Wealth Management Association (formerly APCIMS) speech

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. CP23/28: Updating the regime for Money Market Funds

    Consultation papers Published: 06/12/2023 Last modified: 13/03/2024
    This consultation sets out our proposals to enhance the resilience of Money Market Funds (MMFs) based in the UK. It has been developed in close consultation with the Treasury and the Bank of England.

  5. Competition impacts of Big Tech in retail financial services

    Events Published: 26/10/2022 Last modified: 15/11/2022
    We are hosting a webinar, panel discussion and roundtables on the possible competition impact of Big Tech firms’ entry into financial services

  6. Evolution of a new model for financial regulation in the UK

    Speeches Published: 21/09/2020 Last modified: 21/09/2020
    Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum

  7. CP14/11: Retirement reforms and the Guidance Guarantee

    Consultation papers Published: 21/07/2014 Last modified: 21/07/2014
    Send us your comments by 22 September 2014 by using theonline response form or the address on page 2 the consultation paper. ... The draft levy rules will be set out in our annual fees policy consultation paper in October.

  8. FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime

    Press Releases Published: 09/03/2016 Last modified: 09/03/2016
    FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime. ... we are looking to publish a consultation paper containing detailed changes to the CASS 7A rules.

  9. PS24/4: Rules relating to Securitisation

    Consultations Policy statements Published: 07/08/2023 Last modified: 30/04/2024
    The FCA sets out our final rules for the UK securitisation markets.

  10. DP 15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements [pdf]

    Discussion papers Published: 12/11/2015 Last modified: 12/11/2015
    In this discussion paper, we set out our initial thinking about possible changes to our Handbook to make sure our regulatory approach takes account of two proposed legislative developments that will impact on the regulated loan-based crowdfunding
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