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Showing 1401 to 1410 of 2126 search results for occasional papers.

  1. PS19/5 and feedback on our Brexit consultations

    Policy statements Published: 28/02/2019 Last modified: 22/12/2020
    We set out our response to the feedback we received from our Brexit consultations.

  2. Technical Annex: GAP intervention Evaluation Paper [pdf]

    Corporate documents Published: 31/07/2018

  3. TR14/12 - Enhanced transfer value pension transfers

    Thematic reviews Published: 21/07/2014 Last modified: 21/07/2014
    the FCA Handbook requirements. the relevant guidance. findings in this paper and the examples of good and poor practice.

  4. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

  5. PS15/32: Amendments to Various Forms

    Policy statements Published: 16/12/2015 Last modified: 16/12/2015
    PS15/32: Amendments to Various Forms [PDF]. This paper will be of interest to all FCA and PRA-authorised firms and individual candidates for approval as Approved Persons, Key Function Holders,

  6. Illiquid assets and open-ended investment funds: DP17/1

    Discussion papers Published: 08/02/2017 Last modified: 09/05/2017
    We are launching a discussion about some of the risks created when consumers use open-ended funds to gain exposure to assets that may be difficult for the fund manager to buy, sell or value quickly. In this paper we refer to these assets as

  7. DP15/7: Our approach to SMEs as users of financial services

    Discussion papers Published: 27/11/2015 Last modified: 25/08/2016
    DP15/7: Our approach to SMEs as users of financial services. Discussion papers First published:. ... This discussion paper reviews the way in which small and medium sized enterprises (SMEs) that use financial services are treated in our rules.

  8. Duty calls: Future-proofing finance for everyone

    Press Releases Published: 28/12/2023 Last modified: 03/01/2024
    Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

  9. Meeting the challenge in our changing global markets

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.

  10. CP14/25: Changes to the Approved Persons Regime for Solvency II firms

    Consultation papers Published: 26/11/2014 Last modified: 30/09/2016
    Consultation papers First published:. 26/11/2014. Last updated: 30/09/2016. Share page. ... This Consultation Paper proposes changes to the Approved Persons Regime for Solvency II firms to address:.
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