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Showing 1431 to 1440 of 2126 search results for occasional papers.

  1. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy

  2. We consult on new guidance on the trading venue perimeter

    News stories Published: 22/09/2022 Last modified: 22/09/2022
    We have published a Consultation Paper (CP) proposing new guidance on the regulatory perimeter for trading venues as part of the Wholesale Markets Review (WMR) we have been conducting with the Treasury.

  3. Women in finance: keeping up the pressure for progress

    Speeches Published: 22/03/2018 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London

  4. PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance

    Policy statements Published: 28/06/2018 Last modified: 20/03/2019
    This Policy Statement outlines the new rules and guidance on our first package of remedies from the Retirement Outcomes Review (ROR) following our Consultation Paper CP18/17 (summary).

  5. CP17/10: Consultation on persistent debt and earlier intervention remedies

    Consultation papers Published: 03/04/2017 Last modified: 07/12/2017
    We are consulting on measures to address persistent credit card debt and require credit card firms to use their data to identify customers at risk of financial difficulties. In this document we also set out details of an industry voluntary agreement

  6. CP15/21: Reform of the legacy Credit Unions Sourcebook

    Consultation papers Published: 24/06/2015 Last modified: 12/01/2023
    We are consulting jointly with the Prudential Regulation Authority (PRA) on reforming some of our rules for credit unions.

  7. Reforming our capital markets ecosystem

    Speeches Published: 29/03/2023 Last modified: 08/01/2024
    Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit.

  8. FCA announces pensions value for money consultation

    Press Releases Published: 24/06/2020 Last modified: 11/04/2024
    The FCA is bringing forward proposals that are designed to promote value for money for the members of workplace personal pension schemes with the announcement of a new Consultation Paper.

  9. The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)

    Statements Published: 02/10/2015 Last modified: 18/08/2017
    proposing them, and our assessment of their costs and benefits, in the consultation paper we will publish before the end of the year. ... The FCA will publish its consultation paper on the deadline for PPI complaints and on rules and guidance in light of

  10. A novel and quantitative perspective of the SEC [pdf]

    External research Published: 19/10/2017
    Paper from the Financial Horizons conference by Juan Pablo Pardo-Guerra.
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