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Showing 1441 to 1450 of 2126 search results for occasional papers.

  1. FCA publishes its Annual Funding Requirement for 2013/14

    Press Releases Published: 09/04/2013 Last modified: 15/04/2013
    The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

  2. London FinTech Week 2016 - innovation in RegTech

    Speeches Published: 25/07/2016 Last modified: 31/10/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016.

  3. Speech: Regulators should heed lessons from mishandling of Hillsborough process

    Insight Published: 07/06/2016 Last modified: 17/02/2017
    And without trust and confidence, financial services cannot thrive. After all, even the most basic building block of the system – money – is only a piece of paper unless the promise to

  4. PS15/25: PSR regulatory fees 2015/16

    Policy statements Published: 27/10/2015 Last modified: 27/10/2015
    PS15/25: PSR regulatory fees 2015/16. Policy statements First published:. 27/10/2015. Last updated: 27/10/2015. PS15/25: PSR regulatory fees 2015/16. In August 2015, the PSR consulted on changes to the calculation and collection method for the

  5. FCA consults on post-Brexit divergence for PRIIPS regulation

    Press Releases Published: 20/07/2021 Last modified: 20/07/2021
    The FCA has set out proposals to change disclosure documents provided to retail investors under the Packaged Retail and Insurance-based Investment products regulation.

  6. DP15/5: Smarter consumer communications [pdf]

    Discussion papers Published: 25/06/2015
    Firms' communications are fundamental to helping consumers make informed decisions. We want to signal our appetite to explore opportunities and initiate change in how firms communicate key information to consumers.

  7. MS17/1: Investment platforms market study

    Market studies Published: 16/07/2018 Last modified: 04/05/2022
    Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules.

  8. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

  9. PS21/3 Building operational resilience

    Policy statements Published: 29/03/2021 Last modified: 31/03/2022
    We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector.

  10. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.
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