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Showing 1451 to 1460 of 2126 search results for occasional papers.

  1. FCA reforms to enhance the effectiveness of UK primary markets

    Press Releases Published: 26/10/2017 Last modified: 26/10/2017
    The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective.

  2. CP15/31: Strengthening accountability in banking and insurance: regulatory references

    Consultation papers Published: 06/10/2015 Last modified: 08/12/2015
    CP15/31: Strengthening accountability in banking and insurance: regulatory references. Consultation papers First published:. ... CP15/31: Strengthening accountability in banking and insurance: regulatory references [PDF]. This paper will be of primary

  3. Personal data and FCA news, events and groups

    Last modified: 09/05/2024
    Find out how and why the FCA uses personal data to communicate FCA news and events, including its newsletters.

  4. CP21/30: Debt packagers: proposals for new rules

    Consultation papers Published: 17/11/2021 Last modified: 02/06/2023
    We seek views on proposed new rules to ban debt packagers from receiving referral fees from debt solution providers.

  5. FCA proposes changes to rules for crowdfunding platforms

    Press Releases Published: 27/07/2018 Last modified: 27/07/2018
    Following a post-implementation review of its crowdfunding rules, the Financial Conduct Authority (FCA) is opening a consultation on new rules for loan-based crowdfunding platforms.

  6. Partnerships, priorities and predictions for the future in the pensions market

    Speeches Published: 14/10/2021 Last modified: 25/08/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

  7. TR15/8: Quality of debt management advice

    Thematic reviews Published: 25/06/2015 Last modified: 16/08/2021
    This paper reports on the findings of the FCA's thematic review of the quality of debt management advice.

  8. Model driven machine executable regulatory reporting TechSprint

    Events Published: 09/02/2023 Last modified: 09/02/2023
    Held alongside the Bank of England and facilitated by Grant Thornton, the event explored the potential for model driven, machine readable and executable regulation.

  9. DP23/2: Updating and improving the UK regime for asset management 

    Policy and guidance Discussion papers Published: 20/02/2023 Last modified: 12/10/2023
    The FCA wants your views on the current UK regime for regulating funds and asset managers.

  10. PS19/15: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (near final and final rules)

    Policy statements Published: 06/06/2019 Last modified: 06/06/2019
    This Policy Statement outlines the near final rules applying our existing supervisory and enforcement processes to securitisation repositories when the UK leaves the European Union. It also sets out the final rules in respect of additional
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