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Showing 1461 to 1470 of 2126 search results for occasional papers.

  1. CP14/4 – Quarterly Consultation Paper No. 4

    Consultation papers Published: 06/03/2014 Last modified: 30/08/2015
    CP14/4 – Quarterly Consultation Paper No. 4. Consultation papers First published:. ... CP14/4 – Quarterly Consultation Paper No. 4.

  2. CP23/12: Expansion of the Dormant Assets scheme – second phase

    Consultations Consultation papers Published: 22/05/2023 Last modified: 22/05/2023
    We are consulting on the second phase of the Dormant Assets Scheme (DAS).

  3. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    The discussion paper requests views on the following topics:. The extent to which the FCA should apply MiFID II provisions to insurance-based investment products and pensions. ... Discussion Paper: Developing our approach to implementing MiFID II conduct

  4. FCA seeks views on regulatory approach for overseas funds

    News stories Published: 04/12/2023 Last modified: 04/12/2023
    In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate.

  5. Examining the future of anti-money laundering regulations

    Speeches Published: 08/12/2015 Last modified: 16/08/2021
    Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015

  6. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

    Speeches Published: 16/07/2018 Last modified: 19/01/2021
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.

  7. New Bank Start-up Unit launched by the financial regulators

    Press Releases Published: 20/01/2016 Last modified: 31/12/2018
    The Prudential Regulation Authority (PRA) and FCA have today launched the New Bank Start-up Unit. The Unit is a joint initiative from the UK’s financial regulators giving information and support to newly authorised banks and those thinking of

  8. New premium listing category for sovereign-controlled companies

    Press Releases Published: 08/06/2018 Last modified: 08/06/2018
    The Financial Conduct Authority (FCA) has today finalised rules creating a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.

  9. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

  10. DP14/1 Recovering the costs of administering the regulatory gateway through application fees

    Discussion papers Published: 22/06/2014 Last modified: 07/02/2022
    This discussion paper (DP) invites views on how we should recover from firms the costs of administering the regulatory gateway.
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