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Showing 1481 to 1490 of 2126 search results for occasional papers.
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Call for input on high-cost credit and review of the high-cost short-term credit price cap
The FCA has invited views on high-cost credit, including overdrafts, and on the high-cost short-term credit price cap. -
FCA reviews effectiveness of UK primary capital markets
The FCA is seeking feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors. -
New rules proposed for sponsors to enhance listing regime
New rules proposed for sponsors to enhance listing regime. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. New rules proposed for sponsors to enhance listing regime. Proposed new rules to ensure sponsors – -
FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack
The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack -
CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals
Consultation papers First published:. 16/03/2015. Last updated: 14/09/2015. Share page. ... Alongside this paper, we are issuing a separate consultation, jointly with the PRA, on the accountability regime for foreign firms with UK branches. -
Regulatory Developments and the Changing Market Structure
Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version -
Speech: The economic challenge of regulating the mortgage market
Some of the papers were written by economists but many of them were written by experts in anthropology, neuroscience, marketing, psychology, law, or sociology. ... Consumers struggle with complex calculations and terms (FCA paper in prep; Dellaert & -
FCA discussion paper calls on firms to deliver smarter, effective communications
The discussion paper, Smarter Consumer Communications, challenges firms to consider innovative ways of engaging and communicating with consumers about products and services, for example, by using videos, infographics or other new ... The FCA is seeking -
DP20/2: Prudential requirements for MiFID investment firms
This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking -
CP15/3: Buy-to-let mortgages: implementing the Mortgage Credit Directive Order 2015
CP15/3: Buy-to-let mortgages: implementing the Mortgage Credit Directive Order 2015. Consultation papers First published:. ... This paper outlines our proposed approach to implementing a legislative framework for ‘consumer buy-to-let’ (CBTL) mortgages