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Showing 1491 to 1500 of 2126 search results for occasional papers.

  1. FS17/4: Distributed ledger technology

    Feedback statements Published: 10/04/2017 Last modified: 15/12/2017
    In April 2017 we published Discussion Paper DP17/3 to start a dialogue on the potential for future development of distributed ledger technology (DLT) in the markets we regulate. We are now publishing a Feedback Statement that summarises the feedback

  2. FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 29/07/2016 Last modified: 29/07/2016
    FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation. ... The closing date for responses to consultation paper CP16/19 is 28 October 2016.

  3. FS17/3 and PS17/22: Review of the effectiveness of primary markets

    Policy statements Published: 14/02/2017 Last modified: 26/10/2017
    In February 2017 we published a Discussion Paper and a Consultation Paper as part of our 2016/2017 Business Plan commitment to review the structure of the UK’s primary markets to ensure they continue to serve the needs of issuers and investors.

  4. Update on FCA activities on pensions and retirement income

    Documents Published: 25/11/2015 Last modified: 17/08/2021
    Find out about the FCA's ongoing work, designed to identify emerging trends, and an update on the Retirement Outcomes review.

  5. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    CP15/10: Strengthening accountability in banking: UK branches of foreign banks. Consultation papers First published:. ... This consultation paper does not apply to incoming branches of any firms other than relevant authorised persons.

  6. CP13/10: Detailed proposals for the FCA regime for consumer credit

    Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
    CP13/10: Detailed proposals for the FCA regime for consumer credit. Consultation papers First published:. ... For more details see Part B of our full paper. CP13/10 - Detailed proposals for the FCA regime for consumer credit:.

  7. Call for Input: Cross-Sector Sandbox

    Calls for input Published: 29/05/2019 Last modified: 08/11/2019
    In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.

  8. Innovation - impact of technology in managing FC/AML risk

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Nausicaa Delfas, Director of Specialist Supervision at the FCA, for a panel discussion at our Financial Crime Conference.

  9. Application to perform a controlled or senior management function: Connect

    Firms Published: 08/06/2016 Last modified: 04/10/2023
    Application to perform a controlled or senior management function

  10. FCA proposes new measures to encourage effective stewardship

    News stories Published: 30/01/2019 Last modified: 30/01/2019
    The FCA is proposing new measures and gathering views on how to encourage effective stewardship in the interests of investors. Most UK consumers hold investments, for example through their pensions, which are looked after by asset managers. Asset
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