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Showing 1511 to 1520 of 2126 search results for occasional papers.

  1. FCA Transparency Framework Feedback Statement

    Documents Published: 05/08/2013 Last modified: 05/08/2013
    In March 2013, we published our Transparency Discussion Paper DP13/01. It set out our approach to transparency and proposed ideas on how we could be more transparent about our organisation and our regulatory activities, and about how firms could be

  2. FCA to make mini-bond marketing ban permanent

    Press Releases Published: 18/06/2020 Last modified: 18/06/2020
    The FCA has today announced proposals to make permanent its ban on the mass-marketing of speculative illiquid securities, including speculative mini-bonds, to retail investors.

  3. FCA consults on further climate-related disclosure rules

    Press Releases Published: 22/06/2021 Last modified: 22/06/2021
    The FCA has published new proposals on climate-related disclosure rules for listed companies and certain regulated firms.

  4. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    This paper sets out how we will apply the Duty of Responsibility to insurers and solo-regulated firms once the Senior Managers and Certification Regime is extended.

  5. FCA proposes new measures to maintain firms’ focus on culture

    Press Releases Published: 28/09/2016 Last modified: 28/09/2016
    The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The

  6. CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook

    Consultation papers Published: 30/11/2015 Last modified: 30/11/2015
    CP15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook. Consultation papers First published:. ... You should read this consultation paper if you are:. an authorised financial services firm.

  7. FS14/2: Feedback Statement on Project Innovate: Call for input

    Feedback statements Published: 28/10/2014 Last modified: 16/01/2015
    In this paper, we:. summarise the feedback received on our Call for input, including both written feedback and discussions held at our roundtable events. ... The paper will be of particular interest to innovator businesses looking to find out more about

  8. FSA CP13/8: Publishing information about warning notices

    Consultation papers Published: 18/03/2013 Last modified: 12/01/2023
    This consultation paper sets out our proposals on how the FCA will publish information about the subject-matter of a warning notice if it considers it to be appropriate.

  9. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.

  10. FS13/1: Transparency - Feedback on DP13/1

    Feedback statements Published: 05/08/2013 Last modified: 16/01/2015
    In March 2013, we published our Transparency Discussion Paper, DP13/01. ... This feedback statement:. summarises the feedback we received to the ideas in our Discussion Paper on transparency and sets out our response to that feedback.
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