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Showing 1521 to 1530 of 2126 search results for occasional papers.

  1. Expect the unexpected: cyber security in 2017 and beyond

    Speeches Published: 24/04/2017 Last modified: 27/07/2017
    Speech by Nausicaa Delfas, Executive Director at the FCA, delivered at the Financial Information Security Network.
  2. CP23/21: Consumer Credit Product Sales Data Reporting - Sales Data Flow Diagram [pdf]

    Consultation papers Published: 14/11/2023
    CP23/21: Consumer Credit Product Sales Data Reporting - Sales Data Flow Diagram.
  3. Narrative report: PWC GAP insurance research [pdf]

    Corporate documents Published: 31/07/2018
  4. UK Listing Rules (consequential amendments) instrument 2024 [pdf]

    Consultation papers Published: 07/03/2024
    We have made this instrument in the exercise of the following powers and related provisions of the Financial Services and Markets Act 2000.
  5. The challenges for insurance and regulators in a Big Data world

    Speeches Published: 22/11/2016 Last modified: 22/11/2016
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Association Of British Insurers (ABI) annual conference.
  6. FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2

    Consultation papers Published: 19/03/2013 Last modified: 30/08/2015
    We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.
  7. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements Published: 31/03/2017 Last modified: 31/03/2017
    Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy Statement.
  8. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

    Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
    Consultation papers First published:. 15/12/2015. Last updated: 22/08/2019. Share page. ... At the same time, we began our own consultation process and published a discussion paper, DP15/3, about issues where we have discretion in implementing MiFID II.
  9. We consult on proposals aimed at improving UK equity market

    News stories Published: 05/07/2022 Last modified: 05/07/2022
    We publish a Consultation Paper on proposals aimed at improving the functioning of equity secondary markets.
  10. International regulatory developments affecting investment management

    Speeches Published: 05/06/2024 Last modified: 05/06/2024
    Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024.