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Showing 1531 to 1540 of 2126 search results for occasional papers.

  1. Information on firms sanctioned for greenwashing - April 2022

    FOI Release Date of Release: 28/04/2022
    The FCA provides information on greenwashing.

  2. FSA - PS13/4 FSCS Funding model review – feedback on FSA CP13/1

    Policy statements Published: 25/03/2013 Last modified: 07/02/2022
    This paper confirms we will proceed as outlined in CP13/1; and the final rules for the FCA Retail Pool.

  3. PS15/4: Retirement reforms and the guidance guarantee

    Policy statements Published: 27/02/2015 Last modified: 17/08/2021
    In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000.

  4. The FCA's response to COVID-19 and expectations for 2020

    Speeches Published: 04/06/2020 Last modified: 04/06/2020
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.

  5. Understanding PPI redress from a consumer perspective [pdf]

    Consultation papers Published: 26/11/2015 Last modified: 26/11/2015
    This research document explores the redress-seeking behaviours of consumers who make or who are eligible to make PPI complaints. We have published this alongside CP15/39: Rules and guidance on payment protection insurance complaints.

  6. FCA proposes changes to facilitate investment in patient capital

    Press Releases Published: 12/12/2018 Last modified: 11/04/2024
    The FCA has proposed changes to further enable retail investors to invest in patient capital through unit-linked funds.

  7. What does the future of insurance broking look like?

    Speeches Published: 02/07/2013 Last modified: 18/07/2013
    Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Investment Funds, Markets Liquidity and the Investor

    Speeches Published: 24/03/2016 Last modified: 23/06/2016
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at The 9th Financial Risk International Forum in Paris on 21 March 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Keynote address: Financial crime in the FCA world

    Speeches Published: 01/07/2013 Last modified: 18/07/2013
    Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. CP23/32: Improving transparency for bond and derivatives markets

    Consultation papers Published: 20/12/2023 Last modified: 13/03/2024
    We are consulting on proposed changes to the bond and derivative transparency regime in the UK.
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