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Showing 1561 to 1570 of 2126 search results for occasional papers.

  1. Retail Banking: Business Continuity Planning

    Multi-firm reviews Published: 11/07/2019 Last modified: 12/07/2019
    We have recently reviewed business continuity planning (BCP) amongst a number of small and medium-sized retail banks, payments institutions and electronic money institutions.

  2. FCA proposes changes to encourage better customer communications

    Press Releases Published: 22/10/2015 Last modified: 22/10/2015
    Consultation Paper 15/32: Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook. ... In June 2015, the FCA published a discussion paper on Smarter Customer Communications.

  3. DP15/1: UK Listing Authority fees: covering the cost of regulation [pdf]

    Discussion papers Published: 20/02/2015 Last modified: 20/02/2015

  4. DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion

    Discussion papers Published: 26/05/2022 Last modified: 17/08/2022
    This discussion paper continues our work reviewing how effective our primary markets are as part of the FCA’s strategy to promote competition and positive change.

  5. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

  6. CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU)

    Consultation papers Published: 05/11/2015 Last modified: 05/11/2015
    Consultation papers First published:. 05/11/2015. Last updated: 05/11/2015. Share page. ... This consultation paper should be of interest to any firm or individual that directly or indirectly deals in, or any firm that issues, any financial instruments:.

  7. FCA finds firms fail to deliver best execution

    Press Releases Published: 31/07/2014 Last modified: 31/07/2014
    July 2014 FCA discussion paper on client dealing commission.

  8. CP16/10: Proposed implementation of the Enforcement Review and the Green Report

    Consultation papers Published: 14/04/2016 Last modified: 14/04/2016
    Consultation papers First published:. 14/04/2016. Last updated: 14/04/2016. Share page. ... This paper also proposes to provide a framework and incentive for partly contested cases.

  9. CP23/23: Prudential assessment of acquisitions and increases in control

    Consultation papers Published: 23/11/2023 Last modified: 26/02/2024
    We are consulting on proposals to replace EU guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector.

  10. FCA proposals to tackle issues in GAP insurance market

    Press Releases Published: 12/12/2014 Last modified: 12/12/2014
    Consultation paper: CP14/29 Guaranteed Asset Protection insurance.
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