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Showing 1591 to 1600 of 2126 search results for occasional papers.

  1. PS15/15: FCA regulated fees and levies

    Policy statements Published: 22/06/2015 Last modified: 29/11/2021
    We are publishing rules on our 2015/16 regulatory fees and levies for the FCA, the pensions guidance levy, the Financial Ombudsman Service (ombudsman service) general levy, and MoneyHelper (formerly the Money Advice Service).

  2. Enhancing the UK’s capital markets – The FCA’s role and priorities

    Speeches Published: 08/02/2022 Last modified: 08/02/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

  3. Diversity and inclusion: Our role as a regulator

    About us Published: 09/09/2020 Last modified: 25/09/2023
    We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.

  4. GC20/1: Advising on pension transfers

    Policy and guidance Guidance consultations Published: 05/06/2020 Last modified: 05/06/2020
    The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best

  5. FCA to strengthen financial promotions rules to protect consumers

    Press Releases Published: 19/01/2022 Last modified: 19/01/2022
    FCA is acting to address concerns about the ease and speed with which people can make high-risk investments

  6. CP13/4: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting

    Consultation papers Published: 04/07/2013 Last modified: 07/02/2022
    We are consulting on some aspects of how to apply rules from our Retail Distribution Review.

  7. The FCA strengthens the listing rules to enhance protection for shareholders

    Press Releases Published: 05/11/2013 Last modified: 27/11/2013
    The consultation paper and feedback to CP12/25, which set out our original proposals.

  8. PS14/11: FCA regulated fees and levies

    Policy statements Published: 02/07/2014 Last modified: 25/11/2021
    We are publishing rules on our 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service general levy, and MoneyHelper (formerly the Money Advice Service).

  9. PS18/2: Client money and unbreakable deposits

    Policy statements Published: 22/01/2018 Last modified: 22/01/2018
    This Policy Statement summarises the feedback we received to our consultation on depositing client money in unbreakable deposits.

  10. Cyber and technology resilience in UK financial services

    Speeches Published: 27/11/2018 Last modified: 14/01/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.
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