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Showing 1611 to 1620 of 2126 search results for occasional papers.

  1. FCA to improve pace and transparency around enforcement cases

    Press Releases Published: 27/02/2024 Last modified: 27/02/2024
    The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions.

  2. Open-ended funds investing in less liquid assets

    Speeches Published: 19/03/2020 Last modified: 19/03/2020
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members.

  3. Call for Input: Regulatory barriers to innovation in digital and mobile solutions

    Documents Published: 17/06/2015 Last modified: 25/08/2016
    This paper will be of particular interest to businesses looking to use digital or mobile solutions for providing financial services.

  4. CP24/5: Digital Securities Sandbox joint Bank of England and FCA Consultation Paper

    Consultation papers Published: 03/04/2024 Last modified: 06/06/2024
    Our joint consultation paper with the Bank of England on our approach to setting up the new digital securities sandbox (DSD).

  5. FCA publishes report on the supervision of Algorithmic Trading

    Press Releases Published: 12/02/2018 Last modified: 22/08/2022
    The FCA has today published a report on the supervision of algorithmic trading in wholesale markets.

  6. Rolling the rock: The cycle of deregulation, crisis and regulation

    Speeches Published: 02/10/2018 Last modified: 03/10/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018.

  7. CP19/20: Our framework: assessing adequate financial resources

    Consultations Consultation papers Published: 13/06/2019 Last modified: 08/11/2019
    The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.

  8. CP14/16: Proposed rules for independent governance committees

    Consultation papers Published: 06/08/2014 Last modified: 29/05/2018
    CP14/16: Proposed rules for independent governance committees. Consultation papers First published:. ... This consultation paper will be of interest to:. the providers of workplace personal pension schemes, including personal pension schemes and

  9. Artificial Intelligence (AI) update – further to the Government’s response to the AI White Paper

    Corporate documents Published: 22/04/2024 Last modified: 22/04/2024
    We outline our approach to AI following the Government’s publication of its pro-innovation strategy on AI.

  10. Joint statement from UK Financial Regulation Authorities on London Metal Exchange and LME Clear

    Statements Published: 04/04/2022 Last modified: 04/04/2022
    The FCA intends to review the LME’s approach to managing the suspension and resumption of the market in nickel
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