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Showing 1631 to 1640 of 2126 search results for occasional papers.

  1. FCA launches consultation on General Insurance value measures data

    Press Releases Published: 30/01/2019 Last modified: 30/01/2019
    Today the Financial Conduct Authority (FCA) has launched a consultation proposing new rules requiring firms to report General Insurance (GI) value measures data to the FCA for publication. Alongside the Consultation Paper, the FCA has also published

  2. Research Note: Capital market liquidity in the 2020 coronavirus crisis

    Research notes Published: 11/05/2021 Last modified: 11/05/2021
    This paper looks at how UK equity markets and bond Exchange Traded Funds have coped during the coronavirus pandemic.

  3. FCA acts to improve competition in the investment platforms market

    Press Releases Published: 14/03/2019 Last modified: 14/03/2019
    The Financial Conduct Authority (FCA) has today set out a package of measures to help consumers who invest through investment platforms more easily find and switch to the right one for them. The package - set out in the final report of its

  4. CP14/6: FCA regulated fees and levies: rates proposals 2014/15

    Consultation papers Published: 30/03/2014 Last modified: 23/11/2021
    We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service.

  5. Guidance for crypto firms to help them comply with marketing rules 

    News stories Published: 02/11/2023 Last modified: 02/11/2023
    Following a change in legislation, cryptoassets promotions targeting UK consumers now fall within our remit

  6. CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing

    Consultation papers Published: 09/03/2020 Last modified: 17/03/2020
    In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to

  7. Strengthening accountability in banking and insurance: regulatory references final rules: PS16/22

    Policy statements Published: 28/09/2016 Last modified: 24/02/2017
    We are publishing our final rules on regulatory references. 

  8. FCA publishes first consultation on new prudential regime for UK investment firms

    News stories Published: 14/12/2020 Last modified: 14/12/2020
    The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

  9. FCA seeks views on updating asset management regulation

    Press Releases Published: 20/02/2023 Last modified: 20/02/2023
    The Financial Conduct Authority (FCA) is seeking views on what regulatory change might help the UK’s asset management industry innovate, better support the investors it serves and boost competition.

  10. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules
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