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Showing 1641 to 1650 of 2126 search results for occasional papers.

  1. PS13/7 Consumer credit: interim permission fees

    Policy statements Published: 30/08/2013 Last modified: 30/08/2013
    The Financial Conduct Authority (FCA) will take over the regulation of consumer credit from the Office of Fair Trading (OFT) on 1 April 2014.

  2. PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1

    Policy statements Published: 08/12/2017 Last modified: 11/05/2018
    This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1.

  3. PS15/6: Bringing additional benchmarks into the regulatory and supervisory regime

    Policy statements Published: 10/03/2015 Last modified: 07/02/2022
    This Policy Statement sets out our framework for regulating and supervising the seven additional benchmarks being brought into regulatory scope.

  4. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.

  5. PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation

    Policy statements Published: 30/06/2016 Last modified: 30/06/2016
    In this Policy Statement we summarise the feedback we received to Consultation Paper 16/13, Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of

  6. CP18/42: Consumer research technical report [pdf]

    Consultation papers Published: 20/12/2018

  7. TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration

    Thematic reviews Published: 27/05/2014 Last modified: 27/05/2014
    TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration. Thematic reviews First published:. 27/05/2014. Last updated: 27/05/2014. Share page. TR14/9 - Commercial insurance intermediaries - conflicts of

  8. CP14/9: Client Money held in Individual Savings Accounts

    Consultation papers Published: 10/06/2014 Last modified: 12/01/2023
    We publish proposals to amend client money rules in response to changes made to ISAs in the 2014 Budget.

  9. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

  10. Multi-occupancy buildings insurance – broker remuneration

    Multi-firm reviews Published: 21/04/2023 Last modified: 21/04/2023
    Read the findings of our multi-occupancy buildings insurance broker remuneration review.
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