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Showing 1671 to 1680 of 2126 search results for occasional papers.

  1. Mutual societies registration function: 2021-22

    Corporate documents Published: 24/05/2022 Last modified: 24/05/2022
    An update on our work and a breakdown of societies on the register. 

  2. CP22/24: Broadening access to financial advice for mainstream investments

    Consultation papers Published: 30/11/2022 Last modified: 03/08/2023
    We are aiming to allow firms to provide mass-market consumers with straightforward financial needs greater access to simplified advice on investing into mainstream products

  3. An evaluation of reducing barriers to entry into the UK banking sector

    Corporate documents Published: 20/12/2018 Last modified: 20/12/2018
    In this paper, we evaluate the impact the 2013 review by the FSA and the Bank of England has had on reducing the barriers to entry for firms entering the UK banking sector, and the benefits it has generated for consumers.

  4. FCA proposes stronger protection for consumers in financial markets

    Press Releases Published: 14/05/2021 Last modified: 14/05/2021
    Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets

  5. FCA proposes stricter rules for contract for difference products

    Press Releases Published: 06/12/2016 Last modified: 06/12/2016
    The Financial Conduct Authority (FCA) is today proposing stricter rules for firms selling ‘contract for difference’ (CFD) products to retail customers to improve standards across the sector and ensure consumers are appropriately protected.

  6. CP18/29: Temporary permissions regime for inbound firms and funds

    Consultation papers Published: 10/10/2018 Last modified: 01/03/2019
    The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to

  7. MS17/2: Wholesale Insurance Broker Market Study

    Market studies Published: 20/02/2019 Last modified: 20/02/2019
    We have published the final report for our Wholesale Insurance Broker Market Study, concluding that while there is room for improvement, we have not found evidence of significant levels of harm that merit the introduction of intrusive remedies. As a

  8. CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation

    Consultation papers Published: 22/04/2016 Last modified: 13/10/2016
    Consultation papers First published:. 22/04/2016. Last updated: 13/10/2016. Share page. ... This Consultation Paper will be of interest to consumers who directly or indirectly deal and invest in any of the FIs indicated above.

  9. CP15/1: FCA Competition Concurrency Guidance and Handbook amendments

    Consultation papers Published: 15/01/2015 Last modified: 14/04/2015
    CP15/1: FCA Competition Concurrency Guidance and Handbook amendments. Consultation papers First published:. ... We sought views in three separate areas, all in this Consultation Paper:.

  10. CP21/2 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22

    Consultation papers Published: 22/01/2021 Last modified: 22/02/2021
    We and the Prudential Regulation Authority (PRA) are consulting on proposals for the annual Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme for the financial year 2021/22.
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