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Showing 1681 to 1690 of 2126 search results for occasional papers.

  1. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    CP15/17: Capital resources requirements for Personal Investment Firms (PIFs). Consultation papers First published:. ... CP15/17: Capital resources requirements for Personal Investment Firms (PIFs) [PDF]. This paper will be relevant to:.

  2. CP14/5: Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD)

    Consultation papers Published: 07/03/2014 Last modified: 30/08/2015
    Consultation papers First published:. 07/03/2014. Last updated: 30/08/2015. Share page. ... This Consultation Paper (CP) forms part of our ongoing review of reporting as part of our data strategy.

  3. CP15/18: Fair, reasonable and non-discriminatory access to regulated benchmarks

    Consultation papers Published: 03/06/2015 Last modified: 07/02/2022
    This consultation paper sets out our proposals for fair, reasonable and non-discriminatory (FRAND) access to regulated benchmarks by benchmark administrators.

  4. CP15/36: Future regulatory treatment of CCA regulated first charge mortgages

    Consultation papers Published: 06/11/2015 Last modified: 06/11/2015
    CP15/36: Future regulatory treatment of CCA regulated first charge mortgages. Consultation papers First published:. ... apply. This consultation paper sets out our proposed rules for firms performing activities in relation to these mortgages, which we

  5. CP16/16: Minor Handbook changes related to mortgage borrowers with a payment shortfall

    Consultation papers Published: 10/06/2016 Last modified: 10/06/2016
    Consultation papers First published:. 10/06/2016. Last updated: 10/06/2016. Share page. ... This paper will be of interest to any firm currently administering mortgages and trade bodies for these firms.

  6. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

  7. CP16/9: FCA regulated fees and levies: rates proposals 2016/17

    Consultation papers Published: 04/04/2016 Last modified: 10/08/2021
    We are consulting on our proposed 2016/17 regulatory fees and levies

  8. CP18/11: Reviewing the funding of the Financial Services Compensation Scheme (FSCS)

    Consultation papers Published: 01/05/2018 Last modified: 15/04/2019
    We have made final rules to change how the FSCS is funded and are consulting on changes to our Professional Indemnity Insurance (PII) requirements for Personal Investment Firms (PIFs).

  9. FS22/2: Driving Value for Money in Defined Contribution Pensions

    Feedback statements Published: 23/05/2022 Last modified: 30/01/2023
    We set out the feedback we received on our proposed framework to assess and promote Value for Money in all FCA and TPR-regulated Defined Contribution pension schemes

  10. CP17/31: Market infrastructure providers - 2017/18 fee rates

    Consultation papers Published: 17/08/2017 Last modified: 17/08/2017
    We are consulting on the setting of our 2017/18 periodic fee rates for market infrastructure providers.
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