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Showing 1691 to 1700 of 2126 search results for occasional papers.

  1. CP15/14: FCA Regulated fees and levies: rates proposals 2015/16

    Consultation papers Published: 25/03/2015 Last modified: 03/05/2024
    We are consulting on our proposed 2015/16 regulatory fees and levies.

  2. FCA introduces rule to enhance climate-related disclosures

    News stories Published: 21/12/2020 Last modified: 21/12/2020
    The FCA has published a Policy Statement promoting better climate-related financial disclosures for UK premium listed commercial companies.

  3. Updating and improving the UK regime for asset management: our priorities

    Speeches Published: 12/10/2023 Last modified: 12/10/2023
    Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.

  4. CP23/30: Operational resilience: Critical third parties to the UK financial sector

    Consultation papers Published: 07/12/2023 Last modified: 07/12/2023
    We set out, jointly with the PRA and the Bank, the proposed requirements and expectations for critical third parties (CTPs).

  5. Data elements found in Appendix 1 of CP23/21 [xlsx]

    Consultation papers Published: 26/10/2023
    An Excel version of the data elements found in Appendix 1 of CP23/21 to aid the review of the proposed data.

  6. Statement on consultation paper 12/19: restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Statements Published: 07/05/2013 Last modified: 07/05/2013
    Statement on consultation paper 12/19: restrictions on the retail distribution of unregulated collective investment schemes and close substitutes.

  7. Algorithmic Trading Compliance in Wholesale Markets

    Multi-firm reviews Published: 12/02/2018 Last modified: 12/02/2018
    We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. This report summarises our key areas of focus and highlights examples of good and poor practice.

  8. Building societies: Facing the challenges and opportunities head on

    Speeches Published: 19/05/2016 Last modified: 19/05/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.

  9. FCA confirms new Listing Rules to boost growth and innovation on UK stock markets

    Press Releases Published: 02/12/2021 Last modified: 02/12/2021
    We confirm a series of rule changes to ensure that the UK's public markets remain a trusted and attractive place to list successful companies.

  10. Pensions and long-term retirement saving: a macroeconomic perspective

    Speeches Published: 16/09/2016 Last modified: 16/09/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the 24th Pensions and Savings Symposium.
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